SEC Form 4 · accession 0001209191-18-022107
CONOCOPHILLIPS · COP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Andrew D Lundquist
Officer — SVP
Period of report
Mar 29, 2018
Accepted (ET)
Mar 29, 2018 · 4:55 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001163165
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 29, 2018 | M | 25,000 | $33.125 | A | 27,353 | D | |
| Common StockF1 | Mar 29, 2018 | S | 25,000 | $58.9562 | D | 2,353 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (rights to buy 2016)F2 | $33.125 | Mar 29, 2018 | M | 25,000 | D | — | Feb 16, 2026 | Common Stock | 25,000 | 30,800 | D |
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $59.10 to $58.86, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges provided herein.
- F2The stock options become exercisable in three equal annual installments beginning on February 16, 2017.