SEC Form 4 · accession 0001209191-17-010128

CONOCOPHILLIPS · COP

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — Vice President

Period of report

Feb 9, 2017

Accepted (ET)

Feb 13, 2017 · 5:49 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001163165

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock	Feb 9, 2017	M	5,906	$49.905	A	5,906	D
Common Stock	Feb 9, 2017	F	1,477	$49.905	D	4,429	D
Common Stock^F1	holding	—	—		—	1,986	I	By ConocoPhillips Savings Plan

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Stock Units^F2,F3,F4	—	Feb 9, 2017	M	5,906	D	—	—	Common Stock	5,906	10,921	D

F1Includes units acquired through routine dividend transactions that are exempt under rule 16a-11.
F2The stock units represent ConocoPhillips common stock on a 1-for-1 basis.
F3The stock units will be forfeited if the reporting person separates from service prior to the end of an escrow period ending on the earliest to occur of the following: (a) termination of employment as a result of layoff; (b) termination of employment after attainment of age 55 with five years of service; (c) termination of employment due to death or total disability; (d) termination of employment following a change in control; or (e) February 9, 2017. During the escrow period, the reporting person may not dispose of the stock units. The stock units will be settled in shares on the later of (a) the end of the escrow period or (b) the earlier of (i) death (ii) February 9, 2017 or (iii) six months after separation from service in which case the stock units will be settled in shares based on the fair market value of the units on that date. The reporting person may also elect to defer settlement of stock units until a later date.
F4The stock units do not have an expiration date.