SEC Form 4 · accession 0001209191-17-003896
CONOCOPHILLIPS · COP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert A Niblock
Director
Period of report
Jan 15, 2017
Accepted (ET)
Jan 17, 2017 · 5:01 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001163165
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock UnitsF3,F1,F2 | — | Jan 15, 2017 | A | 4,369 | A | — | — | Common Stock | 4,369 | 36,465 | D |
Explanation of responses
- F1The stock units convert to ConocoPhillips common stock on a 1-for-1 basis
- F2The reporting person has elected to receive payment in five equal annual installments beginning six months following separation from service, which election may be changed by the reporting person to provide for an alternative schedule of deferred payments.
- F3Includes units acquired through routine dividend transactions that are exempt under rule 16a-11.