SEC Form 4 · accession 0001209191-16-152939
CONOCOPHILLIPS · COP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard H Auchinleck
Director
Period of report
Nov 30, 2016
Accepted (ET)
Dec 2, 2016 · 3:15 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001163165
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock UnitsF3,F1,F2 | — | Nov 30, 2016 | A | 293 | A | — | — | Common Stock | 293 | 75,308 | D |
Explanation of responses
- F1The stock units convert to ConocoPhillips common stock on a 1-for-1 basis.
- F2The reporting person is to receive payment as a lump sum six months following separation from service.
- F3Includes units acquired through routine dividend transactions that are exempt under rule 16a-11.
Remarks
See attached footnotes page.