SEC Form 4 · accession 0001209191-16-139779

CONOCOPHILLIPS · COP

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Director

Period of report

May 4, 2015

Accepted (ET)

Sep 2, 2016 · 4:25 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001163165

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I
Common Stock	May 4, 2015	P	808	$66.97	A	808	D
Common Stock	Jul 24, 2015	P	415	$52.92	A	1,223	D
Common Stock^F2	Sep 14, 2015	P	156	$46.82	A	1,391	D
Common Stock	Oct 30, 2015	P	165	$52.65	A	1,556	D
Common Stock^F3	Dec 9, 2015	P	357	$48.53	A	1,932	D
Common Stock	Dec 29, 2015	S	1,745	$47.48	D	187	D
Common Stock	Jan 29, 2016	P	1,978	$38.23	A	2,165	D
Common Stock	Feb 4, 2016	S	127	$35.40	D	2,038	D
Common Stock	Feb 5, 2016	S	2,038	$33.02	D	0	D
Common Stock	Feb 22, 2016	S	0	$33.74	D	0	D

No Table II lines on this filing.

F1The transactions reported in this Form 4 were executed by the reporting person's investment advisor in a managed account as part of the investment advisor's implementation of a large-cap investment strategy involving the securities of multiple issuers. The reporting person has voluntarily paid to the issuer an amount equal to the short-swing profit that would be payable if the reported transactions were deemed subject to Section 16(b) of the Securities Exchange Act of 1934.
F2Includes 12.35 shares acquired pursuant to dividend reinvestment in a transaction exempt from Section 16 under Rule 16a-11.
F3Includes 18.99 shares acquired pursuant to dividend reinvestment in a transaction exempt from Section 16 under Rule 16a-11.