SEC Form 4 · accession 0001209191-16-134916
CONOCOPHILLIPS · COP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Arjun N Murti
Director
Period of report
Jul 29, 2016
Accepted (ET)
Aug 2, 2016 · 4:31 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001163165
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 1, 2016 | P | 6,500 | $39.72 | A | 19,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock UnitsF3,F1,F2 | — | Jul 29, 2016 | A | 259 | A | — | — | Common Stock | 259 | 13,340 | D |
Explanation of responses
- F1The stock units convert to ConocoPhillips common stock on a 1-for-1 basis.
- F2The reporting person has elected to receive payment as a lump sum six months following separation from service, which election may be changed by the reporting person to provide for deferred payments.
- F3Includes units acquired through routine dividend transactions that are exempt under rule 16a-11.
Remarks
See attached footnotes page.