SEC Form 4 · accession 0001209191-16-099790

CONOCOPHILLIPS · COP

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — Vice President

Period of report

Feb 16, 2016

Accepted (ET)

Feb 18, 2016 · 3:34 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001163165

Table I — non-derivative securities

No Table I lines on this filing.

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Stock Options (rights to buy)^F1	$33.125	Feb 16, 2016	A	66,100	A	—	Feb 16, 2026	Common Stock	66,100	66,100	D
Stock Units^F2,F3,F4	—	Feb 16, 2016	A	10,467	A	—	—	Common Stock	10,467	10,467	D

F1The stock options become exercisable in three equal annual installments beginning on February 16, 2017.
F2The stock units represent ConocoPhillips common stock on a 1-for-1 basis.
F3The stock units will be forfeited if the reporting person separates from service prior to the end of an escrow period ending on the earliest to occur of the following: (a) termination of employment as a result of layoff; (b) termination of employment after attainment of age 55 with five years of service; (c) termination of employment due to death or total disability; (d) termination of employment following a change in control; or (e) February 18, 2016. During the escrow period, the reporting person may not dispose of the stock units. The stock units will be settled in cash on the later of (a) the end of the escrow period or (b) the earlier of (i) death (ii) February 18, 2016 or (iii) six months after separation from service in which case the stock units will be settled in cash based on the fair market value of the units on that date. The reporting person may also elect to defer settlement of stock units until a later date.
F4The stock units do not have an expiration date.