SEC Form 4 · accession 0001209191-16-095118
CONOCOPHILLIPS · COP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Andrew D Lundquist
Officer — SVP
Period of report
Feb 1, 2016
Accepted (ET)
Feb 3, 2016 · 9:34 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001163165
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 1, 2016 | M | 3,652 | — | A | 3,652 | D | |
| Common Stock | Feb 1, 2016 | F | 1,299 | $38.295 | D | 2,353 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock UnitsF1,F2,F3 | — | Feb 1, 2016 | M | 3,652 | D | — | — | Common Stock | 3,652 | 3,652 | D |
Explanation of responses
- F1The stock units convert to ConocoPhillips common stock on a 1-for-1 basis.
- F2The stock units will be forfeited if the reporting person terminates for any reason except layoff, death or disability prior to the third anniversary of the grant date. During the escrow period, the reporting person may not dispose of the stock units. The stock units will convert to common stock on the earliest of the reporting person's death, the third anniversary of the grant date, or six months after termination for a reason other than death, unless the units have previously forfeited. The reporting person may also defer conversion of stock units until a later date.
- F3The stock units do not have an expiration date.