SEC Form 4 · accession 0001209191-15-042016

CONOCOPHILLIPS · COP

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — Executive Vice President

Period of report

Oct 6, 2013

Accepted (ET)

May 12, 2015 · 9:20 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001163165

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock^F1	Oct 6, 2013	M	64,195	—	A	64,195	D
Common Stock	Oct 6, 2013	F	26,930	$70.51	D	37,265	D
Common Stock^F1	May 8, 2015	M	4,687	—	A	41,952	D
Common Stock	May 8, 2015	F	1,967	$66.865	D	39,985	D
Common Stock	holding	—	—		—	4,000	I	As Trustee for The Charles S. Hirshberg, MD Revocable Trust
Common Stock	holding	—	—		—	5,000	I	As Trustee for The Charles S. Hirshberg, MD and Dorothy W. Hirshberg Family Trust
Common Stock^F2	holding	—	—		—	1,312	I	By ConocoPhillips Savings Plan

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Stock Units^F1,F3	—	Oct 6, 2013	M	64,195	D	—	—	Common Stock	64,195	0	D
Stock Units^F1,F4,F5	—	May 8, 2015	M	4,687	D	—	—	Common Stock	4,687	0	D

F1The stock units convert to ConocoPhillips common stock on a 1-for-1 basis.
F2Includes units acquired through routine dividend transactions that are exempt under rule 16a-11.
F3The stock units lapse on the third anniversary of the grant date.
F4The stock units will be forfeited if the reporting person terminates for any reason except layoff, death or disability prior to the third anniversary of the grant date. The stock units will convert to common stock on the earliest of the reporting person's death, the third anniversary of the grant date, or six months after termination for a reason other than death, unless the units have previously forfeited. The reporting person may also defer conversion of stock units until a later date.
F5The stock units do not have an expiration date.