SEC Form 4 · accession 0001209191-15-009531

CONOCOPHILLIPS · COP

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — EVP and CFO

Period of report

Oct 1, 2014

Accepted (ET)

Feb 4, 2015 · 5:49 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001163165

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock^F1	Oct 1, 2014	M	2,769	—	A	21,813	D
Common Stock	Oct 1, 2014	F	1,098	$75.55	D	20,715	D
Common Stock^F2	holding	—	—		—	23,766	I	By ConocoPhillips Savings Plan

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Stock Units^F1,F3,F4	—	Oct 1, 2014	M	2,769	D	—	—	Common Stock	2,769	11,079	D

F1The stock units convert to ConocoPhillips common stock on a 1-for-1 basis.
F2Includes units acquired through routine dividend transactions that are exempt under rule 16a-11.
F3The units will be forfeited if the holder separates from service prior to the end of an escrow period ending on the earliest to occur of the following: (a) termination as a result of layoff; (b) termination after attainment of age 55 with five years of service; (c) termination due to death or disability; or (d) termination following a change in control. During the escrow period, the holder may not dispose of the units. The units will convert to common stock on the later of (a) the end of the escrow period or (b) the earlier of death or six months after separation from service. The holder may elect to defer conversion of the units. The units allow for the holder, after attaining age 55, to indicate a preference to request that the Human Resources and Compensation Committee either (a) continue the restrictions on the units; (b) lapse the restrictions and deliver common stock; or (c) cancel the units and create an account of the value in the Company's deferred compensation plan.
F4The stock units do not have an expiration date.