SEC Form 4 · accession 0001493152-16-014765
Prairie Operating Co. · PROP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Randall S Malinoff
Officer — Chief Operating Officer
Period of report
Nov 8, 2016
Accepted (ET)
Nov 10, 2016 · 5:30 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001162896
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F2,F1 | $0.50 | Nov 8, 2016 | A | 75,000 | A | Nov 8, 2016 | Nov 8, 2021 | Common Stock | 75,000 | 75,000 | D |
| Stock Option (Right to Buy)F2,F1 | $0.50 | Nov 8, 2016 | A | 75,000 | A | Dec 31, 2016 | Nov 8, 2021 | Common Stock | 75,000 | 150,000 | D |
| Stock Option (Right to Buy)F2,F1 | $0.55 | Nov 8, 2016 | A | 75,000 | A | Mar 31, 2017 | Nov 8, 2021 | Common Stock | 75,000 | 225,000 | D |
| Stock Option (Right to Buy)F2,F1 | $0.55 | Nov 8, 2016 | A | 75,000 | A | Jun 30, 2017 | Nov 8, 2021 | Common Stock | 75,000 | 300,000 | D |
| Stock Option (Right to Buy)F2,F1 | $0.55 | Nov 8, 2016 | A | 75,000 | A | Sep 30, 2017 | Nov 8, 2021 | Common Stock | 75,000 | 375,000 | D |
| Stock Option (Right to Buy)F2,F1 | $0.60 | Nov 8, 2016 | A | 75,000 | A | Dec 31, 2017 | Nov 8, 2021 | Common Stock | 75,000 | 450,000 | D |
| Stock Option (Right to Buy)F2,F1 | $0.60 | Nov 8, 2016 | A | 75,000 | A | Mar 31, 2018 | Nov 8, 2021 | Common Stock | 75,000 | 525,000 | D |
| Stock Option (Right to Buy)F2,F1 | $0.60 | Nov 8, 2016 | A | 75,000 | A | Jun 30, 2018 | Nov 8, 2021 | Common Stock | 75,000 | 600,000 | D |
Explanation of responses
- F1The stock options shall automatically vest upon a Change in Control (as defined in Mr. Malinoff's employment agreement, dated November 8, 2016, the "Employment Agreement") during his tenure as Chief Operating Officer of Wizard World, Inc.
- F2The stock options are issued pursuant to the Employment Agreement.