SEC Form 4 · accession 0001493152-16-009452
Prairie Operating Co. · PROP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John D Maatta
Officer — President & CEO · Director
Period of report
May 3, 2016
Accepted (ET)
May 5, 2016 · 5:19 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001162896
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | holding | — | — | — | 2,500 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F1 | $0.50 | May 3, 2016 | A | 300,000 | A | — | May 3, 2021 | Common Stock | 300,000 | 750,000 | D |
| Stock Option (Right to Buy)F2 | $0.50 | May 3, 2016 | A | 100,000 | A | Jun 30, 2016 | May 3, 2021 | Common Stock | 100,000 | 850,000 | D |
| Stock Option (Right to Buy)F2 | $0.50 | May 3, 2016 | A | 100,000 | A | Sep 30, 2016 | May 3, 2021 | Common Stock | 100,000 | 950,000 | D |
| Stock Option (Right to Buy)F2 | $0.50 | May 3, 2016 | A | 100,000 | A | Dec 31, 2016 | May 3, 2021 | Common Stock | 100,000 | 1,050,000 | D |
| Stock Option (Right to Buy)F2 | $0.55 | May 3, 2016 | A | 100,000 | A | Mar 31, 2017 | May 3, 2021 | Common Stock | 100,000 | 1,150,000 | D |
| Stock Option (Right to Buy)F2 | $0.55 | May 3, 2016 | A | 100,000 | A | Jun 30, 2017 | May 3, 2021 | Common Stock | 100,000 | 1,250,000 | D |
| Stock Option (Right to Buy)F2 | $0.55 | May 3, 2016 | A | 100,000 | A | Sep 30, 2017 | May 3, 2021 | Common Stock | 100,000 | 1,350,000 | D |
| Stock Option (Right to Buy)F2 | $0.60 | May 3, 2016 | A | 100,000 | A | Dec 31, 2017 | May 3, 2021 | Common Stock | 100,000 | 1,450,000 | D |
| Stock Option (Right to Buy)F2 | $0.60 | May 3, 2016 | A | 100,000 | A | Mar 31, 2018 | May 3, 2021 | Common Stock | 100,000 | 1,550,000 | D |
Explanation of responses
- F1Stock options shall only vest upon a Change in Control (as to be defined in Mr. Maatta's formal employment agreement) during his tenure as President and Chief Executive Officer of Wizard World, Inc. (the "Company").
- F2Stock options shall automatically vest upon a Change in Control during Mr. Maatta's tenure as President and Chief Executive Officer of the Company.