SEC Form 4 · accession 0001493152-16-009044
Prairie Operating Co. · PROP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kenneth Shamus
Director
Period of report
Sep 23, 2014
Accepted (ET)
Apr 19, 2016 · 1:45 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001162896
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.0001 per shareF1 | Sep 23, 2014 | P | 26,500 | $0.9394 | A | 1,462,750 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This total includes (i) 26,500 shares owned directly by Mr. Shamus and (ii) 1,436,250 owned by 4 Brothers LLC, of which Mr. Shamus has voting and dispositive power over the shares beneficially owned. This total does not include shares issuable upon exercise of an option for 450,000 shares of common stock, of which approximately 350,000 have vested.