SEC Form 4 · accession 0001493152-15-004338
Prairie Operating Co. · PROP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John Michael Macaluso
Officer — CEO, President, Chairman · Director · 10% Owner
Period of report
Sep 11, 2015
Accepted (ET)
Sep 14, 2015 · 7:03 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001162896
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.0001 per shareF1 | Sep 11, 2015 | P | 20,000 | $0.3718 | A | 8,500,213 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Mr. Macaluso currently owns: (i) 8,500,213 shares of common stock; (ii) 2,900,000 stock options at an exercise price of $0.44 per share, of which all options have vested as of today; (iii) 120,000 stock options at an exercise price of $0.40 per share, of which all options have vested as of today; (iv) 900,000 stock options at an exercise price of $1.00 per share, which shall vest quarterly over the period beginning on March 19, 2015 and ending March 18, 2016, of which approximately 440,766 options have vested as of today; (v) 900,000 stock options at an exercise price of $1.25 per share, which shall vest quarterly over the period beginning on March 19, 2016 and ending March 18, 2017; and (vi) 900,000 stock options at an exercise price of $1.50 per share, which shall vest quarterly over the period beginning on March 18, 2017 and ending March 18, 2018.