SEC Form 4 · accession 0001513162-15-000542
NEAH POWER SYSTEMS, INC. · NPWZ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jeffrey B Sakaguchi
Director
Period of report
Sep 14, 2015
Accepted (ET)
Sep 15, 2015 · 4:11 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001162816
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Warrant To Purchase Common StockF2,F1 | $0.0031 | Sep 14, 2015 | A | 28,707,742 | A | Mar 14, 2016 | Sep 13, 2020 | Common Stock | 28,707,742 | 31,917,748 | D |
Explanation of responses
- F1Exercisable upon the earlier of six (6) month anniversary of issue date or the date an amendment is filed with the Secretary of Nevada increasing the authorized shares of the Company common stock.
- F2No readily determinable value.