SEC Form 4/A · accession 0001130210-16-000011
DOVER DOWNS GAMING & ENTERTAINMENT INC · DDE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Henry B Tippie
Director · 10% Owner
Period of report
Feb 4, 2016
Accepted (ET)
Feb 8, 2016 · 4:58 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001162556
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $.10 par valueF3 | Feb 3, 2016 | P | 6,415 | $0.9475 | A | 486,695 | D | |
| Common Stock, $.10 par value | Feb 4, 2016 | P | 15,330 | $0.9511 | A | 502,025 | D | |
| Common Stock, $.10 par value | Feb 5, 2016 | P | 6,725 | $0.99 | A | 508,750 | D | |
| Common Stock, $.10 par value | Feb 8, 2016 | P | 14,268 | $0.9539 | A | 523,018 | D | |
| Common Stock, $.10 par valueF1 | holding | — | — | — | 200,000 | I | Spouse |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common StockF2 | — | holding | — | — | — | — | — | Common Stock | 3,050,000 | 3,050,000 | D |
| Class A Common StockF2,F1 | — | holding | — | — | — | — | — | Common Stock | 150,000 | 150,000 | I |
Explanation of responses
- F1Reporting Person disclaims any beneficial interest in these securities.
- F2Class A Common Stock is convertible into Common Stock at any time on a share for share basis at the option of the holder thereof.
- F3The amount and price of this purchase was incorrectly reported on the previously filed Form 4.