SEC Form 4 · accession 0001130210-16-000010
DOVER DOWNS GAMING & ENTERTAINMENT INC · DDE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Henry B Tippie
Director · 10% Owner
Period of report
Feb 1, 2016
Accepted (ET)
Feb 3, 2016 · 4:44 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001162556
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $.10 par value | Feb 1, 2016 | P | 2,880 | $0.95 | A | 462,880 | D | |
| Common Stock, $.10 par value | Feb 2, 2016 | P | 17,400 | $0.9415 | A | 480,280 | D | |
| Common Stock, $.10 par value | Feb 3, 2016 | P | 6,115 | $0.946 | A | 486,395 | D | |
| Common Stock, $.10 par valueF1 | holding | — | — | — | 200,000 | I | Spouse |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common StockF2 | — | holding | — | — | — | — | — | Common Stock | 3,050,000 | 3,050,000 | D |
| Class A Common StockF2,F1 | — | holding | — | — | — | — | — | Common Stock | 150,000 | 150,000 | I |
Explanation of responses
- F1Reporting Person disclaims any beneficial interest in these securities.
- F2Class A Common Stock is convertible into Common Stock at any time on a share for share basis at the option of the holder thereof.