SEC Form 4 · accession 0001130210-15-000004
DOVER DOWNS GAMING & ENTERTAINMENT INC · DDE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Henry B Tippie
Director · 10% Owner
Period of report
Jul 31, 2015
Accepted (ET)
Aug 4, 2015 · 4:50 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001162556
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $.10 par value | Jul 31, 2015 | P | 20,000 | $0.9187 | A | 310,000 | D | |
| Common Stock, $.10 par value | Aug 3, 2015 | P | 6,837 | $0.94 | A | 316,837 | D | |
| Common Stock, $.10 par value | Aug 4, 2015 | P | 3,655 | $0.94 | A | 320,492 | D | |
| Common Stock, $.10 par valueF1 | holding | — | — | — | 200,000 | I | Spouse |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common StockF2 | $0.00 | Jul 31, 2015 | P | 50,000 | A | — | — | Common Stock | 50,000 | 3,050,000 | D |
| Class A Common StockF2,F1 | — | holding | — | — | — | — | — | Common Stock | 150,000 | 150,000 | I |
Explanation of responses
- F1Reporting Person disclaims any beneficial interest in these securities.
- F2Class A Common Stock is convertible into Common Stock at any time on a share for share basis at the option of the holder thereof.