SEC Form 4 · accession 0001183740-15-000160
URANERZ ENERGY CORP. · URZ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Glenn Catchpole
Officer — CEO · Director
Period of report
Jun 18, 2015
Accepted (ET)
Jun 29, 2015 · 6:58 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001162324
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common sharesF1 | Jun 18, 2015 | D | 1,452,100 | — | D | 0 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| OptionF1,F3,F2 | $0.75 | Jun 18, 2015 | D | 190,000 | D | Jan 6, 2006 | Jan 6, 2016 | Common stock | 190,000 | 0 | D |
| OptionF1,F3,F2 | $2.64 | Jun 18, 2015 | D | 125,000 | D | Jan 7, 2008 | Jan 7, 2018 | Common stock | 125,000 | 0 | D |
| OptionF1,F3,F2 | $1.33 | Jun 18, 2015 | D | 70,000 | D | Jan 5, 2010 | Jan 5, 2020 | Common stock | 70,000 | 0 | D |
| OptionF1,F3,F2 | $1.89 | Jun 18, 2015 | D | 135,000 | D | Dec 12, 2011 | Dec 12, 2021 | Common stock | 135,000 | 0 | D |
| OptionF1,F3,F2 | $1.32 | Jun 18, 2015 | D | 135,000 | D | Dec 17, 2012 | Dec 16, 2022 | Common stock | 135,000 | 0 | D |
| OptionF1,F3,F2 | $1.22 | Jun 18, 2015 | D | 215,000 | D | Jul 12, 2013 | Jul 11, 2023 | Common stock | 215,000 | 0 | D |
| OptionF1,F3,F2 | $1.14 | Jun 18, 2015 | D | 73,000 | D | Jan 17, 2015 | Jan 16, 2025 | Common stock | 73,000 | 0 | D |
Explanation of responses
- F1This transaction reflects the disposition of the securities of the Issuer held by the reporting person pursuant to the Agreement and Plan of Merger dated January 4, 2015, as amended (the "Merger Agreement"), by and among the Issuer, Energy Fuels Inc. (the "Acquirer"), and EFR Nevada Corp. The parties completed the merger on June 18, 2015 (the "Closing Date"), with each share of common stock of the Issuer being exchanged for 0.255 shares of the Acquirer (the "Exchange Ratio").
- F2Under the terms of a severance agreement entered into between the reporting person and the Acquirer as at the Closing Date, this option will continue for a term of 24 months following the Closing Date (or such later term as applicable under the terms of the stock option plan of the Acquirer governing such stock options).
- F3This option, which is fully vested and exercisable, was assumed by the Acquirer and replaced with an option to purchase shares of common stock of the Acquirer. Both the number of shares under the option and the exercise price are adjusted by the Exchange Ratio.