SEC Form 4 · accession 0001140361-15-000765
AMBASSADORS GROUP INC · EPAX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Philip B Livingston
Officer — CEO · Director
Period of report
Dec 17, 2014
Accepted (ET)
Jan 6, 2015 · 4:05 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001162315
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 17, 2014 | A | 46,512 | $2.15 | A | 90,595 | D | |
| Common StockF2 | Dec 17, 2014 | A | 400,000 | $2.15 | A | 490,595 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Pursuant to a Restricted Stock Award Agreement with the Company dated December 17, 2014, 1/2 of the shares will vest on the 15th of each month commencing January 15, 2015.
- F2Pursuant to a Restricted Stock Award Agreement with the Company dated December 17, 2014, 50,000 shares will vest on each of May 7, 2015, May 7, 2016, May 7, 2017, and May 7, 2018, and 200,000 shares will vest if and when the Company achieves certain performance targets.