SEC Form 4 · accession 0001628280-16-016613
STANDARD BIOTOOLS INC. · LAB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Steven McPhail
Officer — GM, PRODUCTION GENOMICS
Period of report
May 20, 2016
Accepted (ET)
May 23, 2016 · 4:48 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001162194
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 20, 2016 | M | 3,100 | — | A | 3,100 | D | |
| Common StockF1 | May 20, 2016 | M | 449 | — | A | 3,549 | D | |
| Common StockF1 | May 20, 2016 | M | 2,000 | — | A | 5,549 | D | |
| Common Stock | May 20, 2016 | F | 1,794 | $8.65 | D | 3,755 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | — | May 20, 2016 | M | 3,100 | D | — | — | Common Stock | 3,100 | 9,300 | D |
| Restricted Stock UnitsF1,F3 | — | May 20, 2016 | M | 449 | D | — | — | Common Stock | 449 | 4,951 | D |
| Restricted Stock UnitsF1,F4 | — | May 20, 2016 | M | 2,000 | D | — | — | Common Stock | 2,000 | 0 | D |
Explanation of responses
- F1Each Restricted Stock Unit represents the contingent right to receive one share of FLDM common stock upon vesting of the unit.
- F2On May 21, 2015, the Reporting Person was granted 12,400 Restricted Stock Units of which 12/48th of the total number of shares underlying the Restricted Stock Units granted will vest on May 20, 2016, and 3/48th of the total number of shares underlying the Restricted Stock Units granted will vest every three months thereafter until fully vested, subject to recipient's continued status as a Service Provider as defined in the Company's 2011 Equity Incentive Plan through the applicable vest date.
- F3On March 4, 2016, the Reporting Person was granted 5,400 Restricted Stock Units of which 4/48th of the total number of shares underlying the Restricted Stock Units granted vested on May 20, 2016, and 3/48th of the total number of shares underlying the Restricted Stock Units granted will vest every three months thereafter until fully vested, subject to recipient's continued status as a Service Provider as defined in the Company's 2011 Equity Incentive Plan through the applicable vest date.
- F4100% of the total number of shares underlying the Restricted Stock Units granted will vest on May 20, 2016, subject to recipient's continued status as a Service Provider as defined in the Company's 2011 Equity Incentive Plan through the applicable vest date.