SEC Form 4 · accession 0001628280-15-009434
STANDARD BIOTOOLS INC. · LAB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Marc Unger
Officer — EVP, R&D and Marketing
Period of report
Dec 14, 2015
Accepted (ET)
Dec 15, 2015 · 6:37 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001162194
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | — | Dec 14, 2015 | A | 6,000 | A | — | — | Common Stock | 6,000 | 6,000 | D |
| Employee Stock Option (Right to Buy)F3 | $9.44 | Dec 14, 2015 | A | 15,000 | A | — | Dec 14, 2025 | Common Stock | 15,000 | 15,000 | D |
Explanation of responses
- F1Each Restricted Stock Unit represents the contingent right to receive one share of FLDM common stock upon vesting of the unit.
- F22/48th of the total number of shares underlying the Restricted Stock Units granted will vest on February 20, 2016, and 3/48th of the total number of shares underlying the Restricted Stock Units granted will vest every three months thereafter until fully vested, subject to recipient's continued status as a Service Provider (as defined in the Company's 2011 Equity Incentive Plan) through each applicable vest date.
- F31/48th of the shares subject to the Option will vest on January 10, 2016, and 1/48th of the shares subject to the Option will vest each month thereafter such that the Option will be fully vested on the fourth anniversary of the vesting start date, subject to recipient's continued status as a Service Provider (as defined in the Company's 2011 Equity Incentive Plan) through each applicable vest date.