SEC Form 4 · accession 0001162194-19-000018
STANDARD BIOTOOLS INC. · LAB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Stephen Christopher Linthwaite
Officer — President & CEO
Period of report
Feb 19, 2019
Accepted (ET)
Feb 21, 2019 · 9:10 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001162194
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 20, 2019 | M | 4,750 | $0.00 | A | 148,290 | D | |
| Common Stock | Feb 20, 2019 | M | 7,812 | $0.00 | A | 156,102 | D | |
| Common Stock | Feb 20, 2019 | F | 4,644 | $10.78 | D | 151,458 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2,F3 | — | Feb 19, 2019 | A | 110,112 | A | — | — | Common Stock | 110,112 | 110,112 | D |
| Restricted Stock UnitsF2,F4 | — | Feb 20, 2019 | M | 4,750 | D | — | — | Common Stock | 4,750 | 36,417 | D |
| Restricted Stock UnitsF2,F5 | — | Feb 20, 2019 | M | 7,812 | D | — | — | Common Stock | 7,812 | 101,564 | D |
Explanation of responses
- F1Includes 1,235 shares purchased on November 30, 2018 under the Company's 2017 Employee Stock Purchase Plan.
- F2Each Restricted Stock Unit represents the contingent right to receive one share of FLDM common stock upon vesting of the unit.
- F312/48th of the total number of shares underlying the Restricted Stock Units granted will vest on February 20, 2020, and 3/48th of the total number of shares underlying the Restricted Stock Units granted will vest every three months thereafter until fully vested, subject to recipient's continued status as a Service Provider (as defined in the Company's 2011 Equity Incentive Plan) through the applicable vest date.
- F4On February 13, 2017, the Reporting Person was granted 76,000 Restricted Stock Units of which 4/48th of the total number of shares underlying the Restricted Stock Units granted vested on May 20, 2017, and 3/48th of the total number of shares underlying the Restricted Stock Units granted have vested and will vest every three months thereafter until fully vested, subject to recipient's continued status as a Service Provider (as defined in the Company's 2011 Equity Incentive Plan) through the applicable vest date.
- F5On June 11, 2018, the Reporting Person was granted 125,000 Restricted Stock Units of which 3/48th of the total number of shares underlying the Restricted Stock Units granted vested on August 20, 2018, and 3/48th of the total number of shares underlying the Restricted Stock Units granted have vested and will vest every three months thereafter until fully vested, subject to recipient's continued status as a Service Provider (as defined in the Company's 2011 Equity Incentive Plan) through the applicable vest date.