SEC Form 4 · accession 0001162194-18-000077
STANDARD BIOTOOLS INC. · LAB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Nicolas Barthelemy
Director
Period of report
May 30, 2018
Accepted (ET)
Jun 1, 2018 · 8:56 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001162194
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 30, 2018 | M | 5,000 | $0.00 | A | 31,362 | I | The Barthelemy 2001 Trust |
| Common Stock | May 30, 2018 | M | 3,000 | $0.00 | A | 34,362 | I | The Barthelemy 2001 Trust |
| Common StockF1,F2 | May 31, 2018 | A | 6,100 | $0.00 | A | 40,462 | I | The Barthelemy 2001 Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F3 | $0.00 | May 30, 2018 | M | 5,000 | D | — | — | Common Stock | 5,000 | 0 | D |
| Restricted Stock UnitsF1,F4 | — | May 30, 2018 | M | 3,000 | D | — | — | Common Stock | 3,000 | 0 | D |
| Stock Option (Right to Buy)F5 | $5.57 | May 31, 2018 | A | 10,600 | A | — | May 31, 2028 | Common Stock | 10,600 | 10,600 | D |
Explanation of responses
- F1Each Restricted Stock Unit represents the contingent right to receive one share of FLDM common stock upon vesting of the unit.
- F2All shares underlying the Restricted Stock Units will fully vest on the earlier to occur of (i) one day prior to the date of the next annual meeting of the stockholders of the Company or (ii) May 31, 2019, in each case subject to recipient's continued service as a director through the applicable vest date.
- F3On August 1, 2017, the Reporting Person was granted Restricted Stock Units, vesting fully on the earlier to occur of: (i) one day prior to the date of the next annual meeting of the stockholders of the Company; or (ii) August 1, 2018, subject to continued service as a director through the vesting date.
- F4On September 13, 2017, the Reporting Person was granted Restricted Stock Units, vesting fully on the earlier to occur of: (i) one day prior to the date of the next annual meeting of the stockholders of the Company; or (ii) August 1, 2018, subject to continued service as a director through the vesting date.
- F51/12th of the shares subject to the Option will vest monthly, subject to continued service as a director, such that the Option will be fully vested on May 31, 2019.