SEC Form 4 · accession 0001162194-17-000146

STANDARD BIOTOOLS INC. · LAB

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).

Reporting owner

Mai Chan Yow

Officer — See Remarks

Period of report

Sep 20, 2017

Accepted (ET)

Sep 22, 2017 · 9:17 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001162194

Table I — non-derivative securities

No Table I lines on this filing.

Table II — derivative securities

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Employee Stock Option (Right to Buy)^F2,F1	$14.60	Sep 20, 2017	D	834	D	—	May 17, 2021	Common Stock	834	0	D
Employee Stock Option (Right to Buy)^F2,F3	$5.13	Sep 20, 2017	A	242	A	—	Sep 20, 2027	Common Stock	242	242	D
Employee Stock Option (Right to Buy)^F5,F4	$15.49	Sep 20, 2017	D	17,859	D	—	Feb 16, 2022	Common Stock	17,859	0	D
Employee Stock Option (Right to Buy)^F5,F3,F6	$5.13	Sep 20, 2017	A	4,920	A	—	—	Common Stock	4,920	4,920	D
Employee Stock Option (Right to Buy)^F8,F7	$16.73	Sep 20, 2017	D	66,000	D	—	Feb 15, 2023	Common Stock	66,000	0	D
Employee Stock Option (Right to Buy)^F8,F3,F6	$5.13	Sep 20, 2017	A	17,838	A	—	—	Common Stock	17,838	17,838	D
Employee Stock Option (Right to Buy)^F10,F9	$47.55	Sep 20, 2017	D	14,000	D	—	Mar 14, 2024	Common Stock	14,000	0	D
Employee Stock Option (Right to Buy)^F10,F3,F6	$5.13	Sep 20, 2017	A	1,541	A	—	—	Common Stock	1,541	1,541	D
Employee Stock Option (Right to Buy)^F12,F11	$41.14	Sep 20, 2017	D	12,000	D	—	Mar 12, 2025	Common Stock	12,000	0	D
Employee Stock Option (Right to Buy)^F12,F3,F6	$5.13	Sep 20, 2017	A	2,073	A	—	—	Common Stock	2,073	2,073	D
Employee Stock Option (Right to Buy)^F14,F13	$7.10	Sep 20, 2017	D	13,500	D	—	Mar 4, 2026	Common Stock	13,500	0	D
Employee Stock Option (Right to Buy)^F14,F3,F6	$5.13	Sep 20, 2017	A	8,941	A	—	—	Common Stock	8,941	8,941	D
Employee Stock Option (Right to Buy)^F16,F15	$6.16	Sep 20, 2017	D	48,400	D	—	Feb 13, 2027	Common Stock	48,400	0	D
Employee Stock Option (Right to Buy)^F16,F3,F6	$5.13	Sep 20, 2017	A	34,572	A	—	—	Common Stock	34,572	34,572	D

Explanation of responses

F1The shares subject to the Option fully vested on May 18, 2015.
F10On September 20, 2017, the Issuer cancelled, pursuant to the Issuer's option exchange program, an Option for 14,000 shares of FLDM common stock granted to the Reporting Person on March 14, 2014. In exchange, the Reporting Person received a replacement Option, for 1,541 shares, having an exercise price of $5.13 per share.
F11The Option provided for vesting of 2/48th of the total number of shares subject to the Option on March 12, 2015 and forty-six equal monthly installments beginning on April 1, 2015.
F12On September 20, 2017, the Issuer cancelled, pursuant to the Issuer's option exchange program, an Option for 12,000 shares of FLDM common stock granted to the Reporting Person on March 12, 2015. In exchange, the Reporting Person received a replacement Option, for 2,073 shares, having an exercise price of $5.13 per share.
F13The Option provided for vesting in forty-eight equal monthly installments beginning on February 1, 2016.
F14On September 20, 2017, the Issuer cancelled, pursuant to the Issuer's option exchange program, an Option for 13,500 shares of FLDM common stock granted to the Reporting Person on March 4, 2016. In exchange, the Reporting Person received a replacement Option, for 8,941 shares, having an exercise price of $5.13 per share.
F15The Option provided for vesting in forty-eight equal monthly installments beginning on February 1, 2017.
F16On September 20, 2017, the Issuer cancelled, pursuant to the Issuer's option exchange program, an Option for 48,400 shares of FLDM common stock granted to the Reporting Person on February 13, 2017. In exchange, the Reporting Person received a replacement Option, for 34,572 shares, having an exercise price of $5.13 per share.
F2On September 20, 2017, the Issuer cancelled, pursuant to the Issuer's option exchange program, an Option for 834 shares of FLDM common stock granted to the Reporting Person on May 18, 2011. In exchange, the Reporting Person received a replacement Option, for 242 shares, having an exercise price of $5.13 per share.
F31/12th of the total number of shares underlying the Option will vest on February 20, 2018, and 1/12th of the total number of shares underlying the Option granted will vest every three months thereafter until fully vested, subject to the Reporting Person's continued status as a Service Provider as defined in the Company's 2011 Equity Incentive Plan through the applicable vest date.
F4The shares subject to the Option fully vested on January 1, 2016.
F5On September 20, 2017, the Issuer cancelled, pursuant to the Issuer's option exchange program, an Option for 17,859 shares of FLDM common stock granted to the Reporting Person on February 17, 2012. In exchange, the Reporting Person received a replacement Option, for 4,920 shares, having an exercise price of $5.13 per share.
F6The Option expiration date is September 20, 2027.
F7The shares subject to the Option fully vested on January 1, 2017.
F8On September 20, 2017, the Issuer cancelled, pursuant to the Issuer's option exchange program, an Option for 66,000 shares of FLDM common stock granted to the Reporting Person on February 15, 2013. In exchange, the Reporting Person received a replacement Option, for 17,838 shares, having an exercise price of $5.13 per share.
F9The Option provided for vesting in forty-eight equal monthly installments beginning on January 1, 2014.

Remarks

Executive Vice President, Worldwide Manufacturing of Fluidigm Singapore Pte. Ltd.