SEC Form 4 · accession 0001162194-16-000256
STANDARD BIOTOOLS INC. · LAB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Vikram Jog
Officer — CHIEF FINANCIAL OFFICER
Period of report
Nov 21, 2016
Accepted (ET)
Nov 22, 2016 · 7:03 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001162194
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 21, 2016 | M | 350 | — | A | 4,244 | D | |
| Common StockF1 | Nov 21, 2016 | M | 300 | — | A | 4,544 | D | |
| Common StockF1 | Nov 21, 2016 | M | 337 | — | A | 4,881 | D | |
| Common Stock | Nov 21, 2016 | F | 372 | $6.27 | D | 4,509 | D | |
| Common StockF2 | holding | — | — | — | 2,061 | I | See Footnote |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F3 | — | Nov 21, 2016 | M | 350 | D | — | — | Common Stock | 350 | 1,634 | D |
| Restricted Stock UnitsF1,F4 | — | Nov 21, 2016 | M | 300 | D | — | — | Common Stock | 300 | 2,601 | D |
| Restricted Stock UnitsF1,F5 | — | Nov 21, 2016 | M | 337 | D | — | — | Common Stock | 337 | 4,276 | D |
Explanation of responses
- F1Each Restricted Stock Unit represents the contingent right to receive one share of FLDM common stock upon vesting of the unit.
- F2Shares held indirectly by the Vikram and Pratima Family Trust U/A dated June 23, 2009.
- F3On March 14, 2014, the Reporting Person was granted 5,600 Restricted Stock Units of which 4/48th of the total number of shares underlying the Restricted Stock Units granted vested on May 20, 2014, and 3/48th of the total number of shares underlying the Restricted Stock Units granted have vested and will vest every three months thereafter until fully vested, subject to recipient's continued status as a Service Provider as defined in the Company's 2011 Equity Incentive Plan through the applicable vest date.
- F4On March 12, 2015, the Reporting Person was granted 4,800 Restricted Stock Units of which 4/48th of the total number of shares underlying the Restricted Stock Units granted vested on May 20, 2015, and 3/48th of the total number of shares underlying the Restricted Stock Units granted have vested and will vest every three months thereafter until fully vested, subject to recipient's continued status as a Service Provider as defined in the Company's 2011 Equity Incentive Plan through the applicable vest date.
- F5On March 4, 2016, the Reporting Person was granted 5,400 Restricted Stock Units of which 4/48th of the total number of shares underlying the Restricted Stock Units granted vested on May 20, 2016, and 3/48th of the total number of shares underlying the Restricted Stock Units granted have vested and will vest every three months thereafter until fully vested, subject to recipient's continued status as a Service Provider as defined in the Company's 2011 Equity Incentive Plan through the applicable vest date.