SEC Form 4 · accession 0001162194-16-000236

STANDARD BIOTOOLS INC. · LAB

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Marc Unger

Officer — EVP, R&D and Marketing

Period of report

Aug 22, 2016

Accepted (ET)

Aug 23, 2016 · 7:11 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001162194

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I
Common Stock^F1	Aug 22, 2016	M	350	—	A	5,727	D
Common Stock^F1	Aug 22, 2016	M	300	—	A	6,027	D
Common Stock^F1	Aug 22, 2016	M	300	—	A	6,327	D
Common Stock^F1	Aug 22, 2016	M	375	—	A	6,702	D
Common Stock^F1	Aug 22, 2016	M	338	—	A	7,040	D
Common Stock	Aug 22, 2016	F	627	$9.40	D	6,413	D

Table II — derivative securities

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Restricted Stock Units^F1,F2	—	Aug 22, 2016	M	350	D	—	—	Common Stock	350	1,984	D
Restricted Stock Units^F1,F3	—	Aug 22, 2016	M	300	D	—	—	Common Stock	300	1,700	D
Restricted Stock Units^F1,F4	—	Aug 22, 2016	M	300	D	—	—	Common Stock	300	2,900	D
Restricted Stock Units^F1,F5	—	Aug 22, 2016	M	375	D	—	—	Common Stock	375	5,000	D
Restricted Stock Units^F1,F6	—	Aug 22, 2016	M	338	D	—	—	Common Stock	338	4,613	D

Explanation of responses

F1Each Restricted Stock Unit represents the contingent right to receive one share of FLDM common stock upon vesting of the unit.
F2On March 14, 2014, the Reporting Person was granted 5,600 Restricted Stock Units of which 4/48th of the total number of shares underlying the Restricted Stock Units granted vested on May 20, 2014, and 3/48th of the total number of shares underlying the Restricted Stock Units granted will vest every three months thereafter until fully vested, subject to recipient's continued status as a Service Provider as defined in the Company's 2011 Equity Incentive Plan through the applicable vest date.
F3On March 14, 2014, the Reporting Person was granted 4,800 Restricted Stock Units of which 4/48th of the total number of shares underlying the Restricted Stock Units granted vested on May 20, 2014, and 3/48th of the total number of shares underlying the Restricted Stock Units granted will vest every three months thereafter until fully vested, subject to recipient's continued status as a Service Provider as defined in the Company's 2011 Equity Incentive Plan through the applicable vest date.
F4On March 12, 2015, the Reporting Person was granted 4,800 Restricted Stock Units of which 4/48th of the total number of shares underlying the Restricted Stock Units granted vested on May 20, 2015, and 3/48th of the total number of shares underlying the Restricted Stock Units granted will vest every three months thereafter until fully vested, subject to recipient's continued status as a Service Provider as defined in the Company's 2011 Equity Incentive Plan through the applicable vest date.
F5On December 14, 2015 the Reporting Person was granted 6,000 Restricted Stock Units of which 2/48th of the total number of shares underlying the Restricted Stock Units granted will vest on February 20, 2016, and 3/48th of the total number of shares underlying the Restricted Stock Units granted will vest every three months thereafter until fully vested, subject to recipient's continued status as a Service Provider as defined in the Company's 2011 Equity Incentive Plan through the applicable vest date.
F6On March 4, 2016, the Reporting Person was granted 5,400 Restricted Stock Units of which 4/48th of the total number of shares underlying the Restricted Stock Units granted vested on May 20, 2016, and 3/48th of the total number of shares underlying the Restricted Stock Units granted will vest every three months thereafter until fully vested, subject to recipient's continued status as a Service Provider as defined in the Company's 2011 Equity Incentive Plan through the applicable vest date.