SEC Form 4 · accession 0001162194-15-000093
STANDARD BIOTOOLS INC. · LAB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Vikram Jog
Officer — CHIEF FINANCIAL OFFICER
Period of report
May 12, 2015
Accepted (ET)
May 14, 2015 · 8:20 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001162194
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 12, 2015 | M | 3,185 | $14.60 | A | 4,129 | D | |
| Common Stock | May 12, 2015 | M | 765 | $16.73 | A | 4,894 | D | |
| Common Stock | May 12, 2015 | S | 3,950 | $27.17 | D | 944 | D | |
| Common StockF1 | holding | — | — | — | 2,061 | I | See Footnote |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F3 | $14.60 | May 12, 2015 | M | 3,185 | D | — | May 17, 2021 | Common Stock | 3,185 | 3,334 | D |
| Employee Stock Option (Right to Buy)F4 | $16.73 | May 12, 2015 | M | 765 | D | — | Feb 15, 2023 | Common Stock | 765 | 28,402 | D |
Explanation of responses
- F1Shares held indirectly by the Vikram and Pratima Family Trust U/A dated June 23, 2009.
- F2The sales reported by Mr. Jog were effected pursuant to a Rule 10b5-1 trading plan adopted on September 13, 2013.
- F31/48th of the shares subject to the Option vested on June 18, 2011 and 1/48th of the shares subject to the Option vest each month thereafter, such that the Option will be fully vested on May 18, 2015.
- F41/48th of the shares subject to the Option vested on February 1, 2013 and 1/48th of the shares subject to the Option vested on March 1, 2013 and each month thereafter, such that the Option will be fully vested on January 1, 2017.