SEC Form 4 · accession 0001162194-15-000014
STANDARD BIOTOOLS INC. · LAB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Vikram Jog
Officer — CHIEF FINANCIAL OFFICER
Period of report
Feb 10, 2015
Accepted (ET)
Feb 12, 2015 · 7:54 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001162194
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 10, 2015 | M | 2,248 | $14.60 | A | 2,974 | D | |
| Common StockF3 | Feb 10, 2015 | S | 2,248 | $37.5473 | D | 726 | D | |
| Common Stock | Feb 10, 2015 | M | 1,702 | $15.49 | A | 2,428 | D | |
| Common Stock | Feb 10, 2015 | S | 1,702 | $37.99 | D | 726 | D | |
| Common StockF1 | holding | — | — | — | 2,061 | I | See Footnote |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F4 | $14.60 | Feb 10, 2015 | M | 2,248 | D | — | May 17, 2021 | Common Stock | 2,248 | 14,419 | D |
| Employee Stock Option (Right to Buy)F5 | $15.49 | Feb 10, 2015 | M | 1,702 | D | — | Feb 17, 2022 | Common Stock | 1,702 | 12,501 | D |
Explanation of responses
- F1Shares held indirectly by the Vikram and Pratima Family Trust U/A dated June 23, 2009.
- F2The sales reported by Mr. Jog were effected pursuant to a Rule 10b5-1 trading plan adopted on September 13, 2013.
- F3The "Amount" and "Price" reported in this Column 4 reflect the aggregate number and weighted-average price, respectively, of shares sold. These shares were sold in multiple transactions at prices ranging from $37.38 to $37.85, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.
- F41/48th of the shares subject to the Option vested on June 18, 2011 and 1/48th of the shares subject to the Option vest each month thereafter, such that the Option will be fully vested on May 18, 2015.
- F51/48th of the shares subject to the Option vested on February 17, 2012 and 1/48th of the shares subject to the Option vested on March 1, 2012 and each month thereafter, such that the Option will be fully vested on January 1, 2016.