SEC Form 4 · accession 0001162194-15-000006
STANDARD BIOTOOLS INC. · LAB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William Maxwell Smith
Officer — EVP, LEGAL AFFAIRS & GC
Period of report
Jan 15, 2015
Accepted (ET)
Jan 20, 2015 · 6:11 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001162194
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 15, 2015 | M | 2,547 | $4.0828 | A | 3,273 | D | |
| Common Stock | Jan 15, 2015 | M | 453 | $4.0828 | A | 3,726 | D | |
| Common Stock | Jan 15, 2015 | S | 3,000 | $34.24 | D | 726 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F2 | $4.0828 | Jan 15, 2015 | M | 2,547 | D | — | Nov 17, 2019 | Common Stock | 2,547 | 0 | D |
| Employee Stock Option (Right to Buy)F3 | $4.0828 | Jan 15, 2015 | M | 453 | D | — | Nov 17, 2019 | Common Stock | 453 | 5,327 | D |
Explanation of responses
- F1The sales reported by Mr. Smith were effected pursuant to a Rule 10b5-1 trading plan adopted on November 13, 2014.
- F2The shares subject to the Option fully vested on December 31, 2012.
- F3The shares subject to the Option fully vested on April 1, 2013.