SEC Form 4 · accession 0001398344-15-004761
ALLIANCE NEW YORK MUNICIPAL INCOME FUND · AYN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owners
OPPORTUNITY PARTNERS LP
10% Owner
FULL VALUE PARTNERS LP
10% Owner
Calapasas West Partners LP
10% Owner
MCM Opportunity Partners LP
10% Owner
Opportunity Income Plus LP
10% Owner
Full Value Offshore Fund, Ltd.
10% Owner
Period of report
Jul 7, 2015
Accepted (ET)
Jul 29, 2015 · 2:49 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001162030
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jul 7, 2015 | P | 6,573 | $14.155 | A | 323,689 | D | |
| Common StockF1 | Jul 14, 2015 | P | 7,741 | $13.9819 | A | 331,430 | D | |
| Common StockF1 | Jul 16, 2015 | P | 81,293 | $14.03 | A | 412,723 | D | |
| Common StockF1 | Jul 17, 2015 | P | 7,981 | $14.059 | A | 420,704 | D | |
| Common StockF1 | Jul 20, 2015 | P | 2,550 | $14.0548 | A | 423,254 | D | |
| Auction Rate PreferredF1 | holding | — | — | — | 526 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Certain of such shares are held by Opportunity Partners, LP, Calapasas West Partners, LP, Full Value Special SItuations Fund, LP, Full Value Offshore Fund, Ltd., Full Value Partners, LP, MCM Opportunity Partners, LP, and Opportunity Income Plus Fund, LP (the "Funds"), which together may constitute a group. Each Fund disclaims beneficial ownership of such shares, except to the extent of its pecuniary interest.