SEC Form 4 · accession 0001161697-17-000389
GROWLIFE, INC. · PHOT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Marco Hegyi
Officer — CEO · Director · Other
Period of report
Aug 30, 2017
Accepted (ET)
Sep 1, 2017 · 11:50 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001161582
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | holding | — | — | — | 5,000,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Warrant | $0.01 | Aug 30, 2017 | J | 12,500,000 | D | Dec 11, 2013 | Dec 11, 2023 | Common | 12,500,000 | 12,500,000 | D |
| Warrant | $0.01 | Aug 30, 2017 | J | 5,000,000 | D | Oct 21, 2016 | Oct 20, 2021 | Common | 5,000,000 | 17,500,000 | D |
| Warrant | $0.01 | Aug 30, 2017 | J | 5,000,000 | D | Oct 21, 2017 | Oct 20, 2022 | Common | 5,000,000 | 22,500,000 | D |
| Warrant | $0.01 | Aug 30, 2017 | J | 5,000,000 | D | Oct 21, 2018 | Oct 20, 2023 | Common | 5,000,000 | 27,500,000 | D |
Explanation of responses
- F1Warrant shares assigned to an independent party.