SEC Form 4 · accession 0001610426-15-000011
YODLEE INC · YDLE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Arjun Singh
Officer — Managing Director, Asia
Period of report
May 19, 2015
Accepted (ET)
May 20, 2015 · 8:28 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001161315
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 19, 2015 | M | 28,332 | $6.90 | A | 33,751 | D | |
| Common Stock | May 19, 2015 | M | 11,668 | $8.50 | A | 45,419 | D | |
| Common StockF1 | May 19, 2015 | S | 40,000 | $14.6821 | D | 5,419 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy) | $6.90 | May 19, 2015 | M | 28,332 | D | Jun 25, 2013 | Jun 29, 2022 | Common Stock | 28,332 | 11,667 | D |
| Employee Stock Option (Right to Buy) | $8.50 | May 19, 2015 | M | 5,210 | D | May 1, 2013 | Apr 9, 2023 | Common Stock | 5,210 | 9,790 | D |
| Employee Stock Option (Right to Buy) | $8.50 | May 19, 2015 | M | 6,458 | D | Nov 1, 2012 | Nov 17, 2022 | Common Stock | 6,458 | 3,542 | D |
Explanation of responses
- F1The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.65 to $14.72, inclusive. The reporting person undertakes to provide Yodlee, Inc., any security holder of Yodlee, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.