SEC Form 4 · accession 0001610426-15-000007
YODLEE INC · YDLE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joseph Polverari
Officer — Chief Strategy & Dev Officer
Period of report
Mar 2, 2015
Accepted (ET)
Mar 4, 2015 · 5:59 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001161315
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F1 | $13.00 | Mar 2, 2015 | A | 65,817 | A | Mar 24, 2015 | Mar 2, 2025 | Common Stock | 65,817 | 65,817 | D |
| Restricted Stock UnitF2,F3 | $0.001 | Mar 2, 2015 | A | 27,215 | A | — | — | Common Stock | 27,215 | 27,215 | D |
Explanation of responses
- F11/48th of the shares subject to the option will vest and become exercisable each month after February 24, 2015, provided that the reporting person continues to provide services to the issuer as of each vest date.
- F2Represents par value of YDLE common stock
- F31/4th of the restricted stock unit will become vested on February 24, 2016 and 1/4th of the restricted stock unit will vest annually thereafter. Shares will be delivered to reporting person on each vest date.