SEC Form 4 · accession 0001610380-15-000006
YODLEE INC · YDLE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Arun Anur
Officer — SVP Services
Period of report
Oct 21, 2015
Accepted (ET)
Oct 23, 2015 · 6:39 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001161315
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Oct 21, 2015 | M | 3,506 | $3.30 | A | 4,000 | D | |
| Common Stock | Oct 21, 2015 | S | 4,000 | $16.51 | D | 0 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy) | $3.30 | Oct 21, 2015 | M | 3,506 | D | Apr 14, 2010 | Apr 29, 2019 | Common Stock | 3,506 | 28,745 | D |
Explanation of responses
- F1The sale reported on this Form 4 was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 12, 2014.