SEC Form 4 · accession 0001610379-15-000004

YODLEE INC · YDLE

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — President and CEO · Director

Period of report

Jun 1, 2015

Accepted (ET)

Jun 3, 2015 · 6:42 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001161315

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock	Jun 1, 2015	M	20,364	$3.30	A	309,754	D
Common Stock^F2	Jun 1, 2015	S	42,616	$14.0412	D	267,138	D
Common Stock^F3	holding	—	—		—	725	I	By trust for child #1
Common Stock^F3	holding	—	—		—	725	I	By trust for child #2

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Employee Stock Option (Right to Buy)	$3.30	Jun 1, 2015	M	20,364	D	Oct 1, 2006	Oct 1, 2015	Common Stock	20,364	146,304	D

F1The sales reported on this Form 4 were made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 12, 2014.
F2The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.87 to $14.28, inclusive. The reporting person undertakes to provide Yodlee, Inc., any security holder of Yodlee, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F3These shares are held in a trust for the benefit of a child of the reporting person for which the reporting person serves as trustee. The reporting person shares voting and investment control over the shares but disclaims beneficial ownership of the shares.