SEC Form 4 · accession 0001610375-15-000001
YODLEE INC · YDLE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Eric Connors
Officer — SVP Products
Period of report
May 27, 2015
Accepted (ET)
May 29, 2015 · 4:43 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001161315
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 27, 2015 | M | 2,100 | $3.30 | A | 8,216 | D | |
| Common StockF2 | May 27, 2015 | S | 2,100 | $13.949 | D | 6,116 | D | |
| Common Stock | May 28, 2015 | M | 2,100 | $3.30 | A | 8,216 | D | |
| Common StockF3 | May 28, 2015 | S | 2,100 | $14.3065 | D | 6,116 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy) | $3.30 | May 27, 2015 | M | 2,100 | D | Jul 10, 2008 | Jul 24, 2017 | Common Stock | 2,100 | 38,700 | D |
| Employee Stock Option (Right to Buy) | $3.30 | May 28, 2015 | M | 2,100 | D | Jul 10, 2008 | Jul 24, 2017 | Common Stock | 2,100 | 36,600 | D |
Explanation of responses
- F1The sales reported on this Form 4 were made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 15, 2014.
- F2The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.66 to $14.21, inclusive. The reporting person undertakes to provide Yodlee, Inc., any security holder of Yodlee, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- F3The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.21 to $14.38, inclusive. The reporting person undertakes to provide Yodlee, Inc., any security holder of Yodlee, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.