SEC Form 4 · accession 0001288257-15-000030
YODLEE INC · YDLE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Anil Arora
Officer — President and CEO · Director
Period of report
Sep 14, 2015
Accepted (ET)
Sep 14, 2015 · 7:29 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001161315
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 14, 2015 | M | 21,306 | $3.30 | A | 285,594 | D | |
| Common StockF1 | holding | — | — | — | 725 | I | By trust for child #1 | |
| Common StockF1 | holding | — | — | — | 725 | I | By trust for child #2 |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $3.30 | Sep 14, 2015 | M | 21,306 | D | Nov 1, 2005 | Oct 1, 2015 | Common Stock | 21,306 | 0 | D |
Explanation of responses
- F1These shares are held in a trust for the benefit of a child of the reporting person for which the reporting person serves as trustee. The reporting person shares voting and investment control over the shares but disclaims beneficial ownership of the shares.