SEC Form 4 · accession 0001209191-15-053743
YODLEE INC · YDLE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Anil Arora
Officer — President and CEO · Director
Period of report
Jun 12, 2015
Accepted (ET)
Jun 16, 2015 · 4:09 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001161315
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 12, 2015 | M | 21,302 | $3.30 | A | 288,500 | D | |
| Common StockF1 | holding | — | — | — | 725 | I | By Trust for child #1 | |
| Common StockF1 | holding | — | — | — | 725 | I | By Trust for child #2 |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $3.30 | Jun 12, 2015 | M | 21,302 | D | Nov 1, 2005 | Oct 1, 2015 | Common Stock | 21,302 | 125,002 | D |
Explanation of responses
- F1These shares are held in a trust for the benefit of a child of the reporting person for which the reporting person serves as trustee. The reporting person shares voting and investment control over the shares but disclaims beneficial ownership of the shares.
Remarks
The sales reported on this Form 4 were made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 12, 2014.