SEC Form 4 · accession 0001209191-15-044588
YODLEE INC · YDLE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Anil Arora
Officer — President and CEO · Director
Period of report
May 15, 2015
Accepted (ET)
May 19, 2015 · 6:02 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001161315
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 15, 2015 | M | 9,775 | $0.00 | A | 277,863 | D | |
| Common Stock | May 15, 2015 | F | 3,586 | $14.63 | D | 274,277 | D | |
| Common StockF1 | holding | — | — | — | 725 | I | By Trust for child #1 | |
| Common StockF1 | holding | — | — | — | 725 | I | By Trust for child #2 |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF2,F3 | $0.001 | May 15, 2015 | M | 9,775 | D | — | — | Common Stock | 9,775 | 29,325 | D |
Explanation of responses
- F1These shares are held in a trust for the benefit of a child of the reporting person for the reporting person serves as trustee. The reporting person shares voting and investment control over the shares but disclaims beneficial ownership of the shares.
- F2Represents par value of Issuer's Common Stock.
- F31/4th of the restricted stock unit granted on April 1, 2014 became vested on May 15, 2015 and shares were delivered to reporting person on that date. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date.