SEC Form 4 · accession 0001171843-15-005469
YODLEE INC · YDLE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas Hempel
Officer — SVP Engineering
Period of report
Oct 8, 2015
Accepted (ET)
Oct 13, 2015 · 12:22 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001161315
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Oct 8, 2015 | M | 625 | $0.00 | A | 5,625 | D | |
| Common Stock | Oct 8, 2015 | F | 230 | $16.36 | D | 5,395 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF1,F2 | $0.001 | Oct 8, 2015 | M | 625 | D | — | — | Common Stock | 625 | 3,750 | D |
Explanation of responses
- F1Represents par value of YDLE common stock.
- F26.25% of the restricted stock unit granted on April 9, 2013 became vested and exercisable on October 8, 2015 and shares were delivered to reporting person on that date. The restricted stock unit will continue to vest quarterly and shares will be delivered to reporting person on each vest date.