SEC Form 4 · accession 0001209191-18-020983
Energy Transfer Operating, L.P. · ETP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael K Grimm
Director
Period of report
Mar 16, 2018
Accepted (ET)
Mar 20, 2018 · 6:54 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001161154
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common UnitsF2 | Mar 16, 2018 | P | 1,183 | $17.0485 | A | 1,183 | I | By: Daughter |
| Common UnitsF2 | Mar 16, 2018 | P | 1,117 | $17.05 | A | 2,300 | I | By: Daughter |
| Common UnitsF3 | Mar 16, 2018 | P | 2,300 | $17.0669 | A | 2,300 | I | By: Son |
| Common UnitsF1 | holding | — | — | — | 77,074 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Includes an additional 4,028 units acquired under the partnerships distribution reinvest plan.
- F2These units are held by the daughter of the reporting person in the Lara Kristen Grimm Trust of which the reporting person is the trustee. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
- F3These units are held by the son of the reporting person in the Tyler Jason Grimm Trust of which the reporting person is the trustee. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.