SEC Form 4 · accession 0001209191-16-154005
Energy Transfer Operating, L.P. · ETP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Peter J Gvazdauskas
Officer — CFO and Treasurer
Period of report
Dec 5, 2016
Accepted (ET)
Dec 7, 2016 · 6:53 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001161154
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Units | Dec 5, 2016 | M | 7,520 | $0.00 | A | 30,929 | D | |
| Common Units | Dec 5, 2016 | F | 2,294 | $23.712 | D | 28,635 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted UnitsF1,F2 | — | Dec 5, 2016 | M | 7,520 | D | — | — | Common Units | 7,520 | 38,183 | D |
Explanation of responses
- F1Each Restricted Unit represents a contingent right to receive one Common Unit of SXL.
- F2Not applicable.