SEC Form 4 · accession 0001209191-16-154003
Energy Transfer Operating, L.P. · ETP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David R Chalson
Officer — Sr. Vice President, Operations
Period of report
Dec 5, 2016
Accepted (ET)
Dec 7, 2016 · 6:51 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001161154
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Units | Dec 5, 2016 | M | 11,200 | $0.00 | A | 94,438 | D | |
| Common Units | Dec 5, 2016 | F | 3,528 | $23.712 | D | 90,910 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted UnitsF1,F2 | — | Dec 5, 2016 | M | 11,200 | D | — | — | Common Units | 11,200 | 33,737 | D |
Explanation of responses
- F1Each Restricted Unit represents a contingent right to receive one Common Unit of SXL.
- F2Not applicable.