SEC Form 4/A · accession 0001209191-15-084148
Energy Transfer Operating, L.P. · ETP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Michael J Hennigan
Officer — President and CEO · Director
Period of report
Feb 13, 2015
Accepted (ET)
Dec 8, 2015 · 9:10 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001161154
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted UnitsF2,F1,F3 | — | Feb 13, 2015 | M | 39,070 | D | — | — | Common Units | 39,070 | 327,443 | D |
Explanation of responses
- F1Each Restricted Unit represents a contingent right to receive one Common Unit of SXL.
- F2The Restricted Units that vested on 2/13/2015 were reported in Table I on the Form 4 filed on 2/17/2015, but were not correctly reported in Table II. This amendment is solely being filed to correctly report the vesting of the Restricted Units that vested on 2/13/2015 in Table II and to correct the number of derivative securities beneficially owned following the 2/13/2015 vesting.
- F3Not applicable.