SEC Form 4 · accession 0001209191-15-067775
Energy Transfer Operating, L.P. · ETP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Peter J Gvazdauskas
Officer — CFO and Treasurer
Period of report
Aug 21, 2015
Accepted (ET)
Aug 25, 2015 · 3:36 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001161154
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common UnitsF1 | Aug 21, 2015 | P | 1,500 | $34.5333 | A | 23,409 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted UnitsF2,F3 | — | holding | — | — | — | — | — | Common Units | 24,353 | 24,353 | D |
Explanation of responses
- F1This transaction was executed in multiple trades at prices ranging from $34.5312 to $34.54. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of units and prices at which the transaction was effected.
- F2Each Restricted Unit represents a contingent right to receive one Common Unit of SXL.
- F3Not applicable.