SEC Form 4 · accession 0001181431-15-002612
Energy Transfer Operating, L.P. · ETP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kathleen Shea-Ballay
Officer — Sr. VP & General Counsel
Period of report
Feb 13, 2015
Accepted (ET)
Feb 17, 2015 · 4:18 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001161154
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Units | Feb 13, 2015 | M | 24,608 | $0.00 | A | 57,785 | D | |
| Common Units | Feb 13, 2015 | F | 8,723 | $44.04 | D | 49,062 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted UnitsF1,F2 | — | holding | — | — | — | — | — | Common Units | 32,684 | 32,684 | D |
Explanation of responses
- F1Each Restricted Unit represents a contingent right to receive one Common Unit of SXL.
- F2Not applicable.