SEC Form 4 · accession 0001181431-15-002609
Energy Transfer Operating, L.P. · ETP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David R Chalson
Officer — Sr. Vice Presdient, Operations
Period of report
Feb 13, 2015
Accepted (ET)
Feb 17, 2015 · 4:18 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001161154
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Units | Feb 13, 2015 | M | 8,284 | $0.00 | A | 84,018 | D | |
| Common Units | Feb 13, 2015 | F | 2,698 | $44.04 | D | 81,320 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted UnitsF1,F2 | — | holding | — | — | — | — | — | Common Units | 32,170 | 32,170 | D |
Explanation of responses
- F1Each Restricted Unit represents a contingent right to receive one Common Unit of SXL.
- F2Not applicable.