SEC Form 4 · accession 0001437749-18-002808
INPHI Corp · IPHI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John Edmunds
Officer — Chief Financial Officer
Period of report
Feb 14, 2018
Accepted (ET)
Feb 16, 2018 · 6:40 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001160958
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 14, 2018 | S | 43,460 | $25.2421 | D | 163,597 | D | |
| Common Stock | Feb 14, 2018 | M | 89,820 | $1.96 | A | 253,417 | D | |
| Common StockF3 | Feb 14, 2018 | S | 40,951 | $25.1862 | D | 212,466 | D | |
| Common Stock | Feb 15, 2018 | M | 42,401 | $1.96 | A | 254,867 | D | |
| Common StockF4 | Feb 15, 2018 | S | 24,143 | $25.3721 | D | 230,724 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option - right to buyF2 | $1.96 | Feb 14, 2018 | M | 89,820 | D | — | Mar 12, 2018 | Common Stock | 89,820 | 42,401 | D |
| Employee Stock Option - right to buyF2 | $1.96 | Feb 15, 2018 | M | 42,401 | D | — | Mar 12, 2018 | Common Stock | 42,401 | 0 | D |
Explanation of responses
- F1Represents the weighted average sales price for a number of transactions effected at prices ranging from $24.7701 to $25.56. The reporting person has provided to the issuer, and undertakes to provide upon request to the SEC staff, or any security holder of the issuer, information regarding the number of shares sold at each separate price within the range.
- F2This option award vested in full on March 12, 2012.
- F3Represents the weighted average sales price for a number of transactions effected at prices ranging from $24.9701 to $25.44. The reporting person has provided to the issuer, and undertakes to provide upon request to the SEC staff, or any security holder of the issuer, information regarding the number of shares sold at each separate price within the range.
- F4Represents the weighted average sales price for a number of transactions effected at prices ranging from $25.00 to $25.74. The reporting person has provided to the issuer, and undertakes to provide upon request to the SEC staff, or any security holder of the issuer, information regarding the number of shares sold at each separate price within the range.