SEC Form 4 · accession 0001437749-17-003741
INPHI Corp · IPHI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard Ogawa
Officer — General Counsel
Period of report
Mar 1, 2017
Accepted (ET)
Mar 3, 2017 · 11:14 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001160958
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Mar 1, 2017 | M | 50,000 | $8.93 | A | 102,811 | D | |
| Common StockF3,F4 | Mar 1, 2017 | S | 38,700 | $46.2292 | D | 64,111 | D | |
| Common StockF3,F5 | Mar 1, 2017 | S | 8,800 | $46.8998 | D | 55,311 | D | |
| Common StockF3,F6 | Mar 1, 2017 | S | 2,500 | $47.7369 | D | 52,811 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option - right to buyF1 | $8.93 | Mar 1, 2017 | M | 50,000 | D | — | Jan 16, 2020 | Common Stock | 50,000 | 0 | D |
Explanation of responses
- F1This option vests as to 25% of the shares on 1/2/14 and remaining shares vest in 36 monthly installments thereafter from 1/2/14 to 1/2/17.
- F2The exercise of options reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan.
- F3The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan.
- F4Represents the weighted average sales price for a number of transactions effected at prices ranging from $45.60 to $46.595. The reporting person has provided to the issuer, and undertakes to provide upon request to the SEC staff, or any security holder of the issuer, information regarding the number of shares sold at each separate price within the range.
- F5Represents the weighted average sales price for a number of transactions effected at prices ranging from $46.60 to $47.41. The reporting person has provided to the issuer, and undertakes to provide upon request to the SEC staff, or any security holder of the issuer, information regarding the number of shares sold at each separate price within the range.
- F6Represents the weighted average sales price for a number of transactions effected at prices ranging from $47.615 to $47.82. The reporting person has provided to the issuer, and undertakes to provide upon request to the SEC staff, or any security holder of the issuer, information regarding the number of shares sold at each separate price within the range.